STRATEGIC ENVIRONMENT AND SOCIAL 
                          ASSESSMENT (SESA) FOR INDONESIA’S 
                                 REDD+ READINESS PREPARATION 
                                                PRELIMINARY REPORT 
                                   RFP NUMBER: 01/POKJA ULP/PPI/05/2018 
                                                                             
                                                                             
                                                                             
                                                                             
                                                                     Prepared for: 
                                              DIRECTORATE GENERAL OF CLIMATE CHANGE 
                                                MINISTRY OF ENVIRONMENT AND FORESTRY  
                                             (KEMENTERIAN LINGKUNGAN DAN KEHUTANAN) 
                                                  GD. MANGGALA WANABAKTI BLOK IV LT. 6 
                                                           JL. JEND. GATOT SUBROTO  
                                                                      JAKARTA 
                                                                             
                                                                             
                                                                             
                                                                             
                                                                             
                                                                     Prepared by: 
                                                            PT HATFIELD INDONESIA 
                                                            LIPI BUILDING 3RD FLOOR, 
                                                             JL. IR. H. JUANDA NO. 18 
                                                                   BOGOR 16122, 
                                                                     INDONESIA 
                                                                             
                                                                             
                                                                             
                                                                             
                                                                             
                                                                   OCTOBER 2018 
                                                                             
                                                                             
                                                                             
                                                                        WB 8916 
                                                                       VERSION 1 
                    
                                      rd
                             LIPI Building 3  Floor, Jl. Ir. H. Juanda No. 18, Bogor 16122, Indonesia   Tel: +62 251 8324 487   Fax: +62 251 8340 414   www.hatfieldgroup.com 
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                                          TABLE OF CONTENTS 
               LIST OF TABLES ............................................................................................. II 
               LIST OF FIGURES ............................................................................................ II 
               DISTRIBUTION LIST ....................................................................................... III 
               AMENDMENT RECORD ................................................................................. III 
               1.0    INTRODUCTION ..................................................................................... 1 
                      1.1    BRIEF DESCRIPTION OF THE ASSIGNMENT ............................................ 1 
                      1.2    PURPOSE OF THE INCEPTION REPORT ................................................... 1 
               2.0    ORGANISATIONAL AND ADMINISTRATIVE SETUP ........................... 2 
               3.0    STARTING SITUATION .......................................................................... 3 
                      3.1    INCEPTION PHASE ACTIVITIES .................................................................. 3 
                      3.2    EAST KALIMANTAN .................................................................................... 5 
                             3.2.1   Stakeholder Mapping ....................................................................... 5 
                             3.2.2   Data Analysis .................................................................................. 6 
                             3.2.3   Gap Analysis ................................................................................... 6 
                      3.3    JAMBI ........................................................................................................... 6 
                             3.3.1   Stakeholder Mapping ....................................................................... 6 
                             3.3.2   Data Analysis .................................................................................. 7 
               4.0    APPROACHES AND IMPLEMENTATION PLAN ................................... 8 
                      4.1    APPROACHES ........................................................................................... 10 
                             4.1.1   East Kalimantan ............................................................................ 10 
                             4.1.2   Jambi............................................................................................. 10 
               5.0    INDICATIVE FINDINGS ........................................................................ 11 
                      5.1    STRATEGIC ENVIRONMENTAL AND SOCIAL ASSESSMENTS 
                             (SESA) ........................................................................................................ 11 
                      5.2    POTENTIAL RISKS/IMPACTS TO GUIDE THE ESMF 
                             DEVELOPMENT.......................................................................................... 15 
                             5.2.1   Improving Land Governance ......................................................... 16 
                             5.2.2   Strengthening Government Capacity for Forest 
                                     Administration ................................................................................ 17 
                             5.2.3   Reducing Deforestation Linked to Oil Palm Expansion .................. 17 
                             5.2.4   Reducing Deforestation Linked to Over logging and Timber 
                                     Plantation ...................................................................................... 18 
                             5.2.5   Reducing Encroachment by Providing Sustainable 
                                     Alternatives.................................................................................... 19 
                      5.3    INDICATIVE CONTENT OF SESA, ESMF, FGRM AND IPPF .................... 20 
                             5.3.1   Indicative Content of SESA ........................................................... 20 
                             5.3.2   Indicative Content of ESMF ........................................................... 21 
                             5.3.3   Indicative Content for FGRM ......................................................... 22 
                             5.3.4   Indicative Content for IPPF ............................................................ 23 
               SESA East Kalimantan – Preliminary Report  i                            Hatfield Indonesia 
                   
                                                         LIST OF TABLES 
                  Table 1          Summary of consultant team’s tasks for the assignments............................................ 2 
                  Table 2          Summary of relevant secondary data compiled during the inception phase. ............... 4 
                  Table 3          Summary of timeline for completing SESA & ESMF. ................................................... 9 
                  Table 4          Shortlist of predicted environmental impacts of ER Program in East 
                                   Kalimantan. ................................................................................................................. 13 
                  Table 5          Shortlist of predicted social impacts of ER Program in East Kalimantan. .................. 15 
                  Table 6          Potential implications and mitigation measures for land governance. ........................ 16 
                  Table 7          Potential implications and mitigation measures for reducing deforestation 
                                   linked to oil palm plantation. ........................................................................................ 17 
                  Table 8          Potential implications and mitigation measures for reducing deforestation 
                                   linked to over logging and timber plantation. .............................................................. 18 
                  Table 9          Potential implications and mitigation measures for reducing encroachment by 
                                   providing sustainable alternatives. .............................................................................. 19 
                  Table 10         Indicative content of SESA. ........................................................................................ 20 
                  Table 11         Indicative content of ESMF. ........................................................................................ 21 
                  Table 12         Indicative content of the FGRM. ................................................................................. 22 
                  Table 13         Indicative content of IPPF. .......................................................................................... 23 
                   
                   
                                                        LIST OF FIGURES 
                  Figure 1         Medium list of predicted positive environmental impacts............................................ 12 
                  Figure 2         Medium list of predicted negative environmental impacts. ......................................... 12 
                  Figure 3         Medium List of predicted positive social impacts. ....................................................... 14 
                  Figure 4         Medium list of predicted negative social impacts. ....................................................... 14 
                   
                   
                   
                  SESA East Kalimantan – Preliminary Report             ii                                  Hatfield Indonesia 
                     
                                                            DISTRIBUTION LIST 
                    The following individuals/firms have received this document: 
                                  Name                        Firm            Hardcopies            CDs           Email            FTP 
                       Mrs. Novia Widyaningtyas              FCPF /                 -                 -                            - 
                     Mr. I Wayan Susi Dharmawan            P3SEKPI                  -                 -                            - 
                     
                     
                                                        AMENDMENT RECORD 
                    This report has been issued and amended as follows: 
                     Issue             Description                     Date                              Approved by 
                     1        First version of Preliminary      2018-10-12                                   
                              Report 
                                                                                     Bambang TSA            Adhi Rachmat S Hariyadi 
                                                                                     Project Director       Project Manager 
                     
                     
                    SESA East Kalimantan – Preliminary Report                  iii                                      Hatfield Indonesia